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Job Specification

  • Number of Vacancies: 1
  • Job Type: Full-time
  • Experience: 5 to 10 years
  • Job Code: JB102150
  • Expiry Date: Jan 01, 2018

Job Summary

  • Functional Area: Compliance
  • Job Role: Compliance Manager
  • Location: Dubai United Arab Emirates

Job Description

  • Participate in the production, documentation and approval of the annual Compliance Plan which identifies the principal compliance risks and action plans in the concerned business lines / divisions.
  • Communicate new or changed rules, compliance policies, procedures, information and requirements to employees.
  • Provide appropriate consultations and guidance to employees on compliance questions, issues and queries.
  • Provide information to Head Of Compliance and the senior management as needed regarding the state of compliance in the concerned business units.
  • Coordinate the implementation of compliance grids ensuring that the responsibilities are clear and that adequate control procedures are in place for all applicable laws 
  • Monitor employee trading transactions in the investment accounts of the relevant staff for insider trading' and develop / implement monitoring and surveillance risk controls as needed. 
  • Liaise with the business units concerned for appropriate and timely answers to queries received from the regulators. 
  • To provide Compliance training in line with the Business Assessments of need. 
  • Assist Compliance Head in day to day compliance activities.
Skills and Qualifications:
  • Bachelors Degree in Finance or Accounting
  • 5-10 years banking work experience 
  • Handling of Compliance / AML Queries
  • Knowledge in Excel / Word / PowerPoint
  • System Reports
  • Problem Resolution Skills
  • Peer collaboration and Interpersonal Effectiveness
  • Building Teams & Supporting Teamwork
  • Drive for Results & Action Orientation