Assist Head of Compliance to address various aspects of compliance with the applicable laws & regulations of S. of Oman (Banking law, Money Laundering law & CBO & CMA regulations, etc).
Assist Head of compliance to adopt best international compliance practices.
Assist Head Compliance officer to identify and measure all compliance risks, including legal and reputational risks, and define legal or regulatory sanction risks, that the company may suffer as a result of its failure to comply with laws, regulations & rules related to organizations standards and code of conduct applicable to company’s activities.
Advise the Executives and line Management in coordination with Compliance officer on compliance policy, processes, rules and standards and keep them informed of the developments.
Assess whether company internal processes relating to compliance are adequate and appropriates.
Promptly reporting on the compliance breaches to senior Management for appropriate action.
Assist Head of Compliance with relevant external bodies and furnishing regulatory compliance reports and certification.
Assist Head of Compliance in performing sufficient and representative sample compliance testing to validate certification by the departments / section as per CBO guidelines.
Compliance & Legal Assistant
Posted On: on 30/7/17
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